Abstract
I have developed the two conceptions of sovereignty. In this chapter, I apply the conceptions of constitutive and constituted sovereignty to current questions and issues that involve the notion of sovereignty. My aim in doing so is to show that the insights developed in the previous chapters of the book can shed light on more practical issues. To do so, I consider first the case of secessionist movements in Scotland, Catalonia and Quebec to see what help constitutive and constituted sovereignty can be in this context. Second, I analyse the relationship between the European Union and its Member States; third, I consider the question whether there can be religious states, that is, states which are constituted not by the people but by a religious entity; fourth, I consider the (perceived) tension between state sovereignty and humanitarian intervention, and lastly, what the relationship between sovereignty and recognition in international law is. These topics have been the subject of a considerable amount of academic debate and literature. The purpose of this chapter is not to cover that body of literature, but rather to provide a starting point for future debates and a visualisation of how the theory of different concepts of sovereignty developed in this book can be applied to current discourse. This also means that this chapter does not seek to provide definite answers or end the on-going discussions on these topics; instead, it seeks to rephrase the discussions in a conceptually clearer light. Nevertheless, conclusions will be drawn where possible.
Access this chapter
Tax calculation will be finalised at checkout
Purchases are for personal use only
Notes
- 1.
Generally both.
- 2.
Buchanan (2013), p. 1.
- 3.
Thompson (1996), p. 275.
- 4.
Ibid.
- 5.
Late June 2018.
- 6.
BBC News (2014a).
- 7.
Ibid.
- 8.
Mitchell (2014).
- 9.
Gyldenkerne (2014).
- 10.
BBC News (2017a).
- 11.
Tagesschau.de (2017a).
- 12.
Elconfidencial (2017).
- 13.
Human Rights Watch (2017).
- 14.
Tagesschau.de (2017a).
- 15.
Article 155(1), translation by Comparative Constitutions Project.
- 16.
Tagesschau.de (2017e).
- 17.
- 18.
Tagesschau.de (2017c).
- 19.
- 20.
Burgen and Oltermann (2018).
- 21.
Tagesschau.de (2017b).
- 22.
VilaWeb (2013).
- 23.
Cf. Sect. 3.2.3.
- 24.
Govan (2010), nota bene that for the sake of constitutive rather than constituted sovereignty, a court ruling is not authoritative, although it may have the same impact as if it were, depending on how it is perceived by the people in question.
- 25.
An international right to self-determination might play a role here as well. Thürer and Burri (2008).
- 26.
Jones (2017).
- 27.
AP Associated Press (2017).
- 28.
July 2018.
- 29.
Reference Re Secession of Quebec (1998), p. 149.
- 30.
Ibid.
- 31.
Ibid.
- 32.
From the perspective of the existing legal system.
- 33.
Cf. Hampton (1997), p. 249.
- 34.
Reference Re Secession of Quebec (1998), p. 88.
- 35.
BBC News (2014c).
- 36.
For an in-depth analysis of the various conflicts that can be identified with regard to the sovereignty of the European Union vis-à-vis its Member States, cf. de Witte (1995).
- 37.
Tamanaha (2001), p. 32.
- 38.
See e.g. Case of the S.S. “Wimbledon” (1923), p. 35; cf. also Koskenniemi (2010), pp. 225 ff. for a more elaborate view on this notion. Koskenniemi finds the limitation of this view in the “auto-limitation” and paradoxical nature it allegedly invokes; however, separating constitutive and constituted sovereignty avoids that charge.
- 39.
View of Advocate General Kokott, Case C-370/12, Thomas Pringle v Government of Ireland, [2012], ECLI:EU:C:2012:675, at 137. The Court in its judgement followed the conclusion proposed by AG Kokott, but did not mention the word “sovereignty” in its judgement.
- 40.
European Commission (2015).
- 41.
On the issue of names: Irshaid (2014).
- 42.
Euronews (2014).
- 43.
Isis Spokesman Declares Caliphate, Rebrands Group as “Islamic State” (2014) (emphasis added).
- 44.
Australian Government and BBC News (2014d).
- 45.
Amnesty International (2014).
- 46.
UNSC (2014).
- 47.
BBC News (2014d).
- 48.
BBC News (2014b).
- 49.
BBC News (2014d).
- 50.
- 51.
Wu (2010).
- 52.
Henderson (2014).
- 53.
Lowe and Tzanakopoulos (2011), A.3.
- 54.
Ibid.
- 55.
Cf. Nardin (2013), pp. 70 f.
- 56.
Orend (2008), 2.1. It conflicts with the idea of “right intentions” to an even greater extent.
- 57.
Whether a permissive rule or merely the lack of a prohibition is required depends on whether the system generally allows all things not expressly prohibited, or whether it allows only those things expressly permitted.
- 58.
International Commission on Intervention and State Sovereignty (2001), 4.16.
- 59.
Ibid.
- 60.
For a more in-depth discussion of this point, please refer to the sections on international constituted sovereignty in this book.
- 61.
This is, of course, provided that the question is answered positively. If the doctrine of non-intervention trumps the permissive rule, humanitarian intervention is always impermissible.
- 62.
Cf. Sect. 4.1.3.
- 63.
Crawford (2007), pp. 4 f. and 19 ff.
- 64.
Ibid. citing Wheaton’s Elements of International Law (3rd edn, 1846).
- 65.
A state might claim that it is “on this matter only” and that they otherwise accept international law but taking an internal or an external standpoint to international law or indeed any kind of legal system is not a matter of picking and choosing which rules to take an internal standpoint to, but rather an all-or-nothing matter. If the standpoint is internal, one must move within the legal system to amend or repeal rules with which one does not agree, if the legal system provides for such procedures; taking an external point of view means not accepting the system as a whole.
- 66.
Crawford (2007), p. 26.
- 67.
Ibid.
- 68.
Ibid.
- 69.
Ibid.
- 70.
This option is closely linked to the argument Vidmar makes holding that “that the effects of international recognition and non-recognition are determined by the underlying territorial situation and the mode of State creation.” Vidmar (2012), p. 387.
References
Amnesty International (2014) Iraq: escape from hell: torture and sexual slavery in Islamic State captivity in Iraq. London
AP Associated Press (2017) Pro-independence Catalan party calls for civil disobedience. Business Insider
Australian Government. Islamic State. http://www.nationalsecurity.gov.au/Listedterroristorganisations/Pages/IslamicState.aspx. Accessed 23 Feb 2015
BBC News (2014a) Catalonia president signs independence referendum decree. http://www.bbc.com/news/world-europe-29390774. Accessed 22 Feb 2015
BBC News (2014b) Isis rebels declare ‘Islamic state’ in Iraq and Syria. http://www.bbc.com/news/world-middle-east-28082962. Accessed 23 Feb 2015
BBC News (2014c) Scottish referendum: Scotland votes ‘No’ to independence. http://m.bbc.com/news/uk-scotland-29270441. Accessed 12 Mar 2015
BBC News (2014d) What is Islamic State? http://www.bbc.com/news/world-middle-east-29052144. Accessed 23 Feb 2015
BBC News (2017a) Catalonia referendum: does the region want to leave Spain? BBC News. http://www.bbc.com/news/world-europe-29478415. Accessed 23 Oct 2017
BBC News (2017b) Catalonia Spain: officials ‘won’t follow orders from Madrid’. BBC News. http://www.bbc.com/news/world-europe-41719081. Accessed 23 Oct 2017
Buchanan A (2013) Secession. The Stanford Encyclopedia of Philosophy. http://plato.stanford.edu/archives/sum2013/entries/secession/
Burgen S, Oltermann P (2018) Catalan leader Carles Puigdemont remanded in custody in Germany. https://www.theguardian.com/world/2018/mar/26/catalan-leader-carles-puigdemont-remanded-in-custody-in-germany. Accessed 11 July 2018
Case of the S.S. “Wimbledon” (1923) Permanent Court of International Justice
Comparative Constitutions Project. Constitute. https://www.constituteproject.org/?lang=en
Crawford J (2007) Statehood and recognition. In: The creation of states in international law, 2 edn. Oxford University Press, Oxford. https://doi.org/10.1093/acprof:oso/9780199228423.003.0001
Cronin B (2007) The tension between sovereignty and intervention in the prevention of genocide. Hum Rights Rev 8(4):293–305. https://doi.org/10.1007/s12142-007-0024-4
de Witte B (1995) Sovereignty and European integration: the weight of legal tradition. Maastricht J Eur Comp Law:145–173
Elconfidencial (2017) Irregularidades en el referéndum: gente que vota cuatro veces, votos ‘extranjeros’. https://www.elconfidencial.com/espana/cataluna/2017-10-01/irregularidades-votaciones-referendum-cataluna_1453255/. Accessed June 2018
Euronews (2014) ISIL renames itself ‘Islamic State’ and declares Caliphate in captured territory. Euronews. https://www.euronews.com/2014/06/30/isil-renames-itself-islamic-state-and-declares-caliphate-in-captured-territory. Accessed 23 Feb 2015
European Commission (2015) Public opinion: Eurobarometer surveys. European Commission. http://ec.europa.eu/public_opinion/index_en.htm. Accessed 02 Mar 2015
Govan F (2010) Catalonia can call itself a ‘nation’, rules Spain’s top court. The Telegraph. http://www.telegraph.co.uk/news/worldnews/europe/spain/7861118/Catalonia-can-call-itself-a-nation-rules-Spains-top-court.html. Accessed 12 Mar 2015
Gyldenkerne E (2014) Catalonian leader orders referendum on independence from Spain. http://www.reuters.com/article/2014/09/27/us-spain-catalonia-idUSKCN0HM09120140927. Accessed 22 Feb 2015
Hampton J (1997) Political philosophy. Dimensions of philosophy series. Westview Press
Henderson C (2014) The Arab Spring and the Notion of External State Sovereignty in International Law. Liverpool Law Rev 35(2):175–192. https://doi.org/10.1007/s10991-014-9152-5
Human Rights Watch (2017) Spain: Police used excessive force in Catalonia. https://www.hrw.org/news/2017/10/12/spain-police-used-excessive-force-catalonia. Accessed June 2018
International Commission on Intervention and State Sovereignty (2001) The responsibility to protect. Ottawa
Irshaid F (2014) Isis, Isil or Da’ish? What to call militants in Iraq. http://www.bbc.com/news/world-middle-east-27994277. Accessed 23 Feb 2015
ISIS Spokesman Declares Caliphate, Rebrands Group as “Islamic State” (2014) Jihadist News. SITE Monitoring Service Jihadist Threat
Jones S (2017) Spain to deploy police to prevent Catalan independence vote. The Guardian, https://www.theguardian.com/world/2017/sep/26/spain-deploys-police-to-prevent-catalan-independence-vote-catalonia. Accessed June 2018
Koskenniemi M (2010) Conclusions: vocabularies of sovereignty – powers of a paradox. In: Kalmo H, Skinner Q (eds) Sovereignty in fragments. The past, present and future of a contested concept. Cambridge University Press, Cambridge
Lowe V, Tzanakopoulos A (2011) Humanitarian intervention. Max Planck Encyclopedia of Public International Law. Oxford University Press
Mitchell P (2014) Spain’s Constitutional Court suspends Catalan independence referendum. http://www.wsws.org/en/articles/2014/10/04/cata-o04.html. Accessed 22 Feb 2015
Nardin T (2013) From right to intervene to duty to protect: Michael Walzer on humanitarian intervention. Eur J Int Law 24(1):67–82. https://doi.org/10.1093/ejil/chs085
Orend B (2008) War. Stanford Encyclopedia of Philosophy. http://plato.stanford.edu/archives/fall2008/entries/war/#2
Parra A (2017) Catalan independence: Spanish Senate approves measures to take direct control of Catalonia. https://www.independent.co.uk/news/world/europe/catalan-independence-spain-senate-direct-rule-control-catalonia-parliament-a8023361.html. Accessed 11 July 2018
Reference Re Secession of Quebec (1998) Supreme Court of Canada
Sharman J (2017) Catalonia declares independence as Spain prepares to impose direct rule. Independent. Accessed 11 July 2018
Tagesschau.de (2017a) 90 Prozent für Unabhängigkeit. Tagesschau.de. https://www.tagesschau.de/ausland/katalonien-unabhaengigkeitsreferendum-111.html. Accessed 23 Oct 2017
Tagesschau.de (2017b) Inakzeptabler Angriff auf die Demokratie. Tagesschau.de. https://www.tagesschau.de/ausland/katalonien-puigdemont-111.html. Accessed 23 Oct 2017
Tagesschau.de (2017c) Katalonien droht Madrid mit Klage. Tagesschau.de. https://www.tagesschau.de/ausland/katalonien-puigdemont-119.html. Accessed 23 Oct 2017
Tagesschau.de (2017d) Katalonien will Anweisungen ignorieren. Tagesschau.de. https://www.tagesschau.de/ausland/katalonien-puigdemont-117.html. Accessed 23 Oct 2017
Tagesschau.de (2017e) Kataloniens Parlament ist jetzt am Zug. Tagesschau.de. https://www.tagesschau.de/ausland/katalonien-puigdemont-115.html. Accessed 23 Oct 2017
Tamanaha BZ (2001) Socio-Legal Positivism and a General Jurisprudence. Oxf J Leg Stud 21(1):1–32. https://doi.org/10.1093/ojls/21.1.1
Thompson M (1996) Why and how East Germans rebelled. Theor Soc 25(2):263–299. https://doi.org/10.1007/BF00161143
Thürer D, Burri T (2008) Self-determination. Max Planck Encyclopedia of Public International Law. Oxford University Press
UNSC (2014) Resolution 2178. vol S/RES/2178 (2014)
Vidmar J (2012) Explaining the legal effects of recognition. Int Comp Law Q 61(02):361–387. https://doi.org/10.1017/S0020589312000164
VilaWeb (2013) Declaration of sovereignty and of the right to decide of the Catalan nation. http://www.vilaweb.cat/noticia/4076896/20130124/declaration-of-sovereignty-and-of-the-right-to-decide-of-the-catalan-nation.html
Weinert M (2007) Bridging the human rights—sovereignty divide: theoretical foundations of a democratic sovereignty. Hum Rights Rev 8(2):5–32. https://doi.org/10.1007/BF02881664
Wu C (2010) Sovereignty, human rights, and responsibility: changes in China’s response to international humanitarian crises. J Chin Polit Sci 15(1):71–97. https://doi.org/10.1007/s11366-009-9083-5
Author information
Authors and Affiliations
Rights and permissions
Copyright information
© 2019 Springer Nature Switzerland AG
About this chapter
Cite this chapter
Waltermann, A.M. (2019). Sovereignty in Context. In: Reconstructing Sovereignty. Law and Philosophy Library, vol 132. Springer, Cham. https://doi.org/10.1007/978-3-030-30004-3_5
Download citation
DOI: https://doi.org/10.1007/978-3-030-30004-3_5
Published:
Publisher Name: Springer, Cham
Print ISBN: 978-3-030-30003-6
Online ISBN: 978-3-030-30004-3
eBook Packages: Law and CriminologyLaw and Criminology (R0)